Wipfli Logo

Wipfli

Senior Regulatory Compliance Consultant

Posted An Hour Ago
Be an Early Applicant
Remote or Hybrid
Hiring Remotely in Madison, WI
Senior level
Remote or Hybrid
Hiring Remotely in Madison, WI
Senior level
Provide consultation on regulatory compliance, assist clients in developing compliance systems, conduct audits, and report findings to management.
The summary above was generated by AI
At Wipfli, people count.
At Wipfli, our people are core to everything we do-the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Our Senior Regulatory Compliance Consultant can work either in person, remote, or in a hybrid environment in the state of WI. About 20% travel to client locations in WI, IL, and/or MN is required.
Responsibilities:
  • Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
  • Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
  • Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
  • Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
  • Conduct routine regulatory compliance testing for federal consumer compliance regulations
  • Lead client engagements and engagement teams as needed

Qualifications:
  • Bachelor's Degree
  • 5+ years of experience in banking / financial institutions
  • Experience in creating, executing, and documenting regulatory compliance audits
  • Knowledge and experience in lending
  • Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
  • About 20% travel to client locations within the U.S. is required

Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at [email protected].

Top Skills

Compliance Management Systems
Regulatory Compliance
Risk Assessment

Similar Jobs at Wipfli

An Hour Ago
Remote or Hybrid
United States
Junior
Junior
Cloud • Fintech • Software • Business Intelligence • Consulting • Financial Services
The Lead Generation Specialist will conduct research, develop leads, manage relationships, and track activities in CRM to meet revenue goals.
Top Skills: Microsoft Dynamics CrmOutreachZoominfo
An Hour Ago
Remote or Hybrid
United States
Mid level
Mid level
Cloud • Fintech • Software • Business Intelligence • Consulting • Financial Services
Manage multiple projects, coordinate resources, maintain project plans, identify risks, and enhance project management processes.
Top Skills: Microsoft Office SuitePmbokSoftware Development Lifecycle
An Hour Ago
Remote or Hybrid
United States
Senior level
Senior level
Cloud • Fintech • Software • Business Intelligence • Consulting • Financial Services
Lead consulting engagements focusing on construction industry clients, manage projects, provide financial insights, and drive operational improvements.
Top Skills: Construction Accounting SoftwareProject Management Tools

What you need to know about the Ottawa Tech Scene

The capital city of Canada and the nation's fourth-largest urban area, Ottawa has proven a rapidly growing global tech hub. With over 1,800 tech companies, many of which are leaders in their sectors, the city's tech talent now makes up more than 13 percent of its total workforce. This growth is driven not only by the big players like UL Solutions and Dropbox, but also by a thriving startup ecosystem, as new businesses emerge to follow in the footsteps of those that came before them.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account